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New York, NY 10119

Posted: 01/11/2019 Industry: Controller Job Number: 3727 Pay Rate: 140,000


A rapidly growing Business Development Corporation (BDC) seeks a bright, hands-on individual to join their team in NYC. This person will get a 360 degree view of the business as it pertains to financial reporting, compliance, tax, legal, and trade settlements.

  • Prepare quarterly reports ensuring accuracy and technical proficiency
  • Assist with accounting, operations, compliance, reporting, and all related issues
  • Function as a liaison to the external accountants and to the outside regulatory authorities relating to compliance issues
  • Interact with the transfer agency and the outside administrators
  • Shareholder and investor reporting
  • SEC Reporting, 10-K and 10-Q' s
  • Track investments and performance

  • Bachelor’ s degree in accounting required, Master’ s degree preferred
  • CPA is preferred, but not required
  • 10+ years of public or public and private accounting  experience
  • Prefer knowledge of  SEC (10-K, 10-Q) reporting experience
  • Hedge fund, Private Equity or other Finance Company experience
  • Knowledge of 40 act regulations and or mutual funds
  • Preparation of GAAP financial statements including complex 10-K/Q disclosures.
  • Experience with Sarbanes 404 compliance would be a plus

David Rosenblatt

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